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The Series 7 is the must-pass exam for aspiring securities professionals, and Series 7 Exam 2024-2025 For Dummies is the prep tool you need to help you earn that coveted license. It's filled with tips and strategies for success! And with six online practice tests and brand new study plans, you'll get the help you need to succeed.
Series 7 Exam 2024-2025 For Dummies Book + 6 Practice Tests Online
by Rice, Steven M.Edition: 6th
Format: Paperback
Pub. Date: 2023-06-07
Publisher(s): For Dummies
List Price: $32.09
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Summary
Author Biography
Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country’s leading schools for training in the security industry. He is also a highly regarded instructor at Empire. Rice is the author of Securities Industry Essentials Exam For Dummies and Series 7: 1,001 Practice Questions For Dummies.
Table of Contents
Introduction 1
Part 1: Gearing Up for the Series 7 Exam 5
Chapter 1: Introducing the Series 7 Exam 7
Chapter 2: Preparing for the Series 7 Exam 19
Chapter 3: Examining and Mastering Question Types 33
Chapter 4: Surviving Test Day 45
Part 2: Mastering Basic Security Investments 51
Chapter 5: Underwriting Securities: Bringing New Issues to Market 53
Chapter 6: Corporate Ownership: Equity Securities 71
Chapter 7: Debt Securities: Corporate and US Government Loans 87
Chapter 8: Municipal Bonds: Local Government Securities 113
Part 3: Delving Deeper into Security Investments 145
Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts 147
Chapter 10: Packaged Securities: Open- and Closed-End Funds and Such 171
Chapter 11: Direct Participation Programs: Partnerships 199
Chapter 12: Options: The Right to Buy or Sell at a Fixed Price 211
Part 4: Taking Care of Your Customers and Playing by the Rules 261
Chapter 13: Portfolio and Securities Analysis: Examining Companies and the Market 263
Chapter 14: Going to Market: Orders and Trades 287
Chapter 15: Taxes and Retirement Plans: Making Sure the IRS Gets its Share 309
Chapter 16: Rules and Regulations: No Fooling Around 331
Part 5: A Couple Practice Exams 369
Chapter 17: Practice Exam 1 371
Chapter 18: Answers and Explanations to Practice Exam 1 391
Chapter 19: Practice Exam 2 411
Chapter 20: Answers and Explanations to Practice Exam 2 431
Part 6: The Part of Tens 449
Chapter 21: Ten Series 7 Exam Traps to Avoid 451
Chapter 22: Ten Ways to Start Your Career Off Right 455
Appendix: Important Figures and Formulas 459
Index 461
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